Generate federal complaints for securities fraud, broker misconduct, and investment violations
File complaints for securities fraud, misrepresentation, churning, unsuitable investments, and broker-dealer misconduct.
Securities laws protect investors from fraud and manipulation in the purchase and sale of stocks, bonds, and other investments:
Arbitration vs. Litigation: Most brokerage agreements require FINRA arbitration. However, federal court litigation may be available for certain claims. Consider consulting a securities attorney to evaluate your options.